freiberufler Compliance, KYC/AML Officer, Auditor auf freelance.de

Compliance, KYC/AML Officer, Auditor

offline
  • auf Anfrage
  • 79070 Lviv
  • Weltweit
  • uk  |  ru  |  en
  • 10.02.2023

Kurzvorstellung

Hi, My name is U.. I'm looking for projects in Compliance, AML, KYC, Internal Audit but also I will be interested to participate or to work in other different projects.

Auszug Referenzen (1)

"Yes, U. H. was sucessfully working upon the project on the position of Data Processing Specialist during 7 months. (Contract duration)"
DATA PROCESSING SPECIALIST (Festanstellung)
Kundenname anonymisiert
Tätigkeitszeitraum

5/2019 – 12/2019

Tätigkeitsbeschreibung

Main Responsibilities:
- Processing of Purchase orders from the customers and creating Sales orders in CRM. Notification of the customers about the status of their orders and shipment date;
- Monitoring of timely shipments of customer’s orders and notification of the
customers;
- Pull ins, cancelations and push outs of customer’s orders in CRM system.

Eingesetzte Qualifikationen

CRM Beratung (allg.)

Qualifikationen

  • Auditor
  • Compliance management
  • KYC
  • Projektmanagement - Audits
  • Risikomanagement

Projekt‐ & Berufserfahrung

DATA PROCESSING SPECIALIST (Festanstellung)
“SiTime” LLC, Lviv
5/2019 – 12/2019 (8 Monate)
IT & Entwicklung
Tätigkeitszeitraum

5/2019 – 12/2019

Tätigkeitsbeschreibung

Main Responsibilities:
- Processing of Purchase orders from the customers and creating Sales orders in CRM. Notification of the customers about the status of their orders and shipment date;
- Monitoring of timely shipments of customer’s orders and notification of the
customers;
- Pull ins, cancelations and push outs of customer’s orders in CRM system.

Eingesetzte Qualifikationen

CRM Beratung (allg.)

ANTI MONEY LAUNDERY ANALYST (Festanstellung)
Banks for Institutions (Hong Kong), LLC, Lviv
8/2017 – 5/2019 (1 Jahr, 10 Monate)
Banken
Tätigkeitszeitraum

8/2017 – 5/2019

Tätigkeitsbeschreibung

Main Responsibilities:
- Collection and verification of information about the customers, providing customer´s Due Diligence and EDD, client´s Risk assessment, audit of client´s profiles and activities on the subject of correspondence and non violation of AML Requirements.
- Providing on site visits to the customers, preparation on site visits programs,
writing Customer´s Profiles based on the completed on site visits.
- Preparation of customer´s Profile for the on boarding by the Account opening
Institution.
- Creation of Internal Regulations and procedures in the area of KYC, researches
on different financial topics.
Tools: MS Office, MAC Programs, Outlook, Bankers Almanac.
Legislation : 5th Anti Money Laundering Directive (EU), 4th Anti Money Laundering Directive (EU) No.2015/849, FATF Recommendations, OFAC List, PEP´s lists, Sanctions screening lists, AML Legislation of different countries.

Eingesetzte Qualifikationen

Compliance management

INTERNAL AUDITOR (Festanstellung)
OTP Bank, PJSC, Lviv
9/2014 – 9/2017 (3 Jahre, 1 Monat)
Banken
Tätigkeitszeitraum

9/2014 – 9/2017

Tätigkeitsbeschreibung

Main Responsibilities:
- Consolidation of the Branch auditor´s reports.
- Providing of Audit reviews of loans, deposit accounts, current accounts
(corporate and individuals), assisting in coordination of External audits and NBU
Reviews, monitoring of audit recommendations, preparation of internal reports
for the Members of the Board Meetings, accounting of statistic data and
creation of the Reports based on it, etc.

Tools;MS Office, Lotus Notes, Golden Eye, Easy Retail, Profit&Loss, NBU Reports.

Legislations: Legislation of the National Bank of Ukraine, Laws, Internal rules,
Internal corporate requirements, Internal Corporate Documentation

Eingesetzte Qualifikationen

Projektsteuerung (Projektcontrolling)

INTERNAL AUDITOR (Festanstellung)
CityCommerceBank, PJSC, Lviv
1/2013 – 9/2014 (1 Jahr, 9 Monate)
Banken
Tätigkeitszeitraum

1/2013 – 9/2014

Tätigkeitsbeschreibung

Main Responsibilities:
- Performing of Audits according to the Audit Annual Plan, providing overall
complex audits to the Bank´s branches.
- Writing of audits reports, validation of audit recommendations with the
auditees.
- Monitoring of audit recommendations implementation and follow up control.
Tools: MS Office, Outlook, B2, NBU Reports.

Legislations: Legislation of the National Bank of Ukraine, Laws, Internal rules,
Internal corporate requirements, Internal Corporate Documentation.

Eingesetzte Qualifikationen

Projektmanagement - Audits, Auditor

INTERNAL AUDITOR (Festanstellung)
Volksbank, PJSC, Lviv
1/2010 – 12/2012 (3 Jahre)
Banken
Tätigkeitszeitraum

1/2010 – 12/2012

Tätigkeitsbeschreibung

Main Responsibilities:
- Performing of audits according to the annual Audit plan: overall audits of Bank´s Branches, audits of current accounts for the corporate and individuals, audit of Bank´s storage, audit of cash desks, audit of loans, deposits, etc.
- Preparation and translation of Audit Reports over the results of performed audits.
- Validation of audit recommendations with auditees.
- Presentation reports to the management and monitoring of audit recommendations´ implementation.

Tools: MS Office, Outlook, B2, NBU Reports.
Legislation: Legislation of the National Bank of Ukraine, Laws, Internal rules, Internal corporate requirements, Internal Corporate Documentation of VBI Group.

Eingesetzte Qualifikationen

Auditor

Zertifikate

Certificate from the course "Internal Audit" provided by the PwC Academy
2010

Ausbildung

Master's Degree in Ukrainian State University of Finance and International Trade/ Accounting and Aud
Ausbildung
2008
Ukraine, Kyiv
Bachelor's Degree in Lviv Academy of Commerce/ Accounting and Audit Faculty
Ausbildung
2006
Ukraine, Lviv

Über mich

- Management of the projects.
- KYC, Customer's identification, Due Dilligence, EDD, Customer's screening, clients risk assessment.
- preparation on-site visit programs, writing of customer’s Profiles, preparation customers to on-boarding by the Account opening Institution.
- Creating internal regulations, procedures and processes related to the methodic of KYC (how to conduct on-site visits, check-lists, KYC Manuals, company’s Service descriptions, Brochure for the clients, etc.)
- Providing researches on different topics, related KYC and AML legislation of different countries, preparation of Country profile’s descriptions, economic, financial overviews, etc.
- HR Services: search and recruitment of the candidates.
- Audit of customer's loans, deposits, current accounts (corporate and individuals), stocktaking, etc.

Weitere Kenntnisse

MS Word, Excel, PowerPoint, PDF, MS Office, MAC Programs, CRM, Outlook, Bankers Almanac, Lotus Notes, 1C Accountancy, B2, methodic and methodology of Audit performing, KYC, Due Diligence, Risk Assessment, Customers Screening, Operational Risk management, etc.

Persönliche Daten

Sprache
  • Deutsch (Grundkenntnisse)
  • Englisch (Fließend)
  • Ukrainisch (Muttersprache)
  • Russisch (Muttersprache)
  • Französisch (Grundkenntnisse)
  • Türkisch (Gut)
  • Polnisch (Gut)
Reisebereitschaft
Weltweit
Arbeitserlaubnis
  • Europäische Union
  • Vereinigte Staaten von Amerika
Home-Office
bevorzugt
Profilaufrufe
1530
Alter
38
Berufserfahrung
17 Jahre und 8 Monate (seit 07/2006)
Projektleitung
8 Jahre

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