Senior Business Analyst

Senior Regulatory Technology professional with over 20 years experience and a proven track record of making significant contributions to Compliance and Regulatory technology change programmes in Top Tier banks,

• Compliance management
• Control Room
• Datawarehouse / DWH
• EMIR
• Meldewesen (Bank)
• MIFID
• Position Limit Monitoring
• Regulatory Affairs Management
• Regulatory Reporting
• Transaction Reporting

Profile

• Senior Compliance Technology professional with over 25 years experience and a proven track record of making significant contributions to Compliance and Regulatory technology change programmes in Top Tier banks

• Solid experience of business and data analysis across pre- and post-trade domains:

- Product/Investment Suitability - AIFMD, MiFID II, UCITS V, Cross Border
- Trade Surveillance – various scenarios including Best Execution
- Transaction Reporting – MiFID II, FINMA Effektenjournal, BAFin §9, UK FCA
- Regulatory & Statistical Reporting - Basel I/II, SNB, UK FCA, Bundesbank AWV
- Shareholdings Disclosure - UK ToP, Japan FSA, MAS
- Control Room - Watch/Restricted List Monitoring, Employee Trading Monitoring

• Strong risk and control mindset developed since initial regulatory exposure at London Stock Exchange in 1995

• Good knowledge across the whole spectrum of financial products, front-to-back data and flows, respective data analysis and data sourcing

• Excellent communication and influencing skills up to MD level (previously a VP at Credit Suisse) spanning Middle and Back Office functions

• Proactive, High Learning Aptitude, Persistent, Structured, Team Player, Precise, however can also operate at a high level of abstraction

• International outlook and experience of working with distributed teams in Offshore locations spanning Americas, Europe, Asia.

Senior Regulatory Business Analyst
B.Eng. Computing Science
Imperial College, London University