Senior Regulatory Business Analyst

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DACH-Region
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8122 Binz
05.12.2018

Kurzvorstellung

Senior Regulatory Technology professional with over 20 years experience and a proven track record of making significant contributions to Compliance and Regulatory technology change programmes in Top Tier banks,

Ich biete

Management, Unternehmen, Strategie
  • Business Analyse
Finanzen, Versicherung, Recht
  • MIFID

Ausbildung

Computing Science
(B.Eng.)
Jahr: 1992
Ort: Imperial College, London

Qualifikationen

Senior Regulatory Business Analyst
B.Eng. Computing Science
Imperial College, London University

Über mich

Profile

• Senior Compliance Technology professional with over 20 years experience and a proven track record of making significant contributions to Compliance and Regulatory technology change programmes in Top Tier banks

• Solid experience of business and data analysis across pre- and post-trade domains:

- Product/Investment Suitability - AIFMD, MiFID II, UCITS V, Cross Border
- Trade Surveillance – various scenarios including Best Execution
- Transaction Reporting – MiFID II, FINMA Effektenjournal, BAFin §9, UK FCA
- Regulatory & Statistical Reporting - Basel I/II, SNB, UK FCA, Bundesbank AWV
- Shareholdings Disclosure - UK ToP, Japan FSA, MAS
- Control Room - Watch/Restricted List Monitoring, Employee Trading Monitoring

• Strong risk and control mindset developed since initial regulatory exposure at London Stock Exchange in 1995

• Good knowledge across the whole spectrum of financial products, front-to-back data and flows, respective data analysis and data sourcing

• Excellent communication and influencing skills up to MD level (previously a VP at Credit Suisse) spanning Middle and Back Office functions

• Proactive, High Learning Aptitude, Persistent, Structured, Team Player, Precise, however can also operate at a high level of abstraction

• International outlook and experience of working with distributed teams in Offshore locations spanning Americas, Europe, Asia.

Persönliche Daten

Sprache
  • Englisch (Muttersprache)
  • Deutsch (Gut)
Reisebereitschaft
DACH-Region
Arbeitserlaubnis
  • Europäische Union
  • Schweiz
Profilaufrufe
903
Alter
48
Berufserfahrung
26 Jahre und 3 Monate (seit 09/1992)
Projektleitung
5 Jahre

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