Senior Business Analyst
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- 8122 BINZ
- Europa
- en | de
- 26.06.2023
Kurzvorstellung
Senior Regulatory Technology professional with over 20 years experience and a proven track record of making significant contributions to Compliance and Regulatory technology change programmes in Top Tier banks,
Qualifikationen
Zertifikate
B.Eng. Computing Science
1992
Ausbildung
Computing Science
B.Eng.
1992
Imperial College, London
Imperial College, London
Über mich
Profile
• Senior Compliance Technology professional with over 25 years experience and a proven track record of making significant contributions to Compliance and Regulatory technology change programmes in Top Tier banks
• Solid experience of business and data analysis across pre- and post-trade domains:
- Product/Investment Suitability - AIFMD, MiFID II, UCITS V, Cross Border
- Trade Surveillance – various scenarios including Best Execution
- Transaction Reporting – MiFID II, FINMA Effektenjournal, BAFin §9, UK FCA
- Regulatory & Statistical Reporting - Basel I/II, SNB, UK FCA, Bundesbank AWV
- Shareholdings Disclosure - UK ToP, Japan FSA, MAS
- Control Room - Watch/Restricted List Monitoring, Employee Trading Monitoring
• Strong risk and control mindset developed since initial regulatory exposure at London Stock Exchange in 1995
• Good knowledge across the whole spectrum of financial products, front-to-back data and flows, respective data analysis and data sourcing
• Excellent communication and influencing skills up to MD level (previously a VP at Credit Suisse) spanning Middle and Back Office functions
• Proactive, High Learning Aptitude, Persistent, Structured, Team Player, Precise, however can also operate at a high level of abstraction
• International outlook and experience of working with distributed teams in Offshore locations spanning Americas, Europe, Asia.
• Senior Compliance Technology professional with over 25 years experience and a proven track record of making significant contributions to Compliance and Regulatory technology change programmes in Top Tier banks
• Solid experience of business and data analysis across pre- and post-trade domains:
- Product/Investment Suitability - AIFMD, MiFID II, UCITS V, Cross Border
- Trade Surveillance – various scenarios including Best Execution
- Transaction Reporting – MiFID II, FINMA Effektenjournal, BAFin §9, UK FCA
- Regulatory & Statistical Reporting - Basel I/II, SNB, UK FCA, Bundesbank AWV
- Shareholdings Disclosure - UK ToP, Japan FSA, MAS
- Control Room - Watch/Restricted List Monitoring, Employee Trading Monitoring
• Strong risk and control mindset developed since initial regulatory exposure at London Stock Exchange in 1995
• Good knowledge across the whole spectrum of financial products, front-to-back data and flows, respective data analysis and data sourcing
• Excellent communication and influencing skills up to MD level (previously a VP at Credit Suisse) spanning Middle and Back Office functions
• Proactive, High Learning Aptitude, Persistent, Structured, Team Player, Precise, however can also operate at a high level of abstraction
• International outlook and experience of working with distributed teams in Offshore locations spanning Americas, Europe, Asia.
Weitere Kenntnisse
Senior Regulatory Business Analyst
B.Eng. Computing Science
Imperial College, London University
B.Eng. Computing Science
Imperial College, London University
Persönliche Daten
Sprache
- Englisch (Muttersprache)
- Deutsch (Gut)
Reisebereitschaft
Europa
Arbeitserlaubnis
- Europäische Union
- Schweiz
Home-Office
bevorzugt
Profilaufrufe
2218
Alter
54
Berufserfahrung
31 Jahre und 7 Monate
(seit 09/1992)
Projektleitung
10 Jahre
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