Der Mann, lächelnd: "Sieh meine grauen Haare! Daß ich's in sieben Tagen malen kann, dazu gebraucht' ich 25 Jahre."
Projekt‐ & Berufserfahrung
6/2013 – 3/2016Tätigkeitsbeschreibung
Provide compliance advisory support to, and oversight of, the BBVA, Corporate and Investment Services, Global Markets, Equity, Derivatives, Structured Finance, DCM Fixed Income, Syndicated Loans, Transactional Banking (such as Cash Management businesses and Trade Finance). Furthermore to ensure that any new products, services, laws, regulations or other matters impacting the assigned businesses are appropriately addressed.
Interdisciplinary work with auditors and regulatory bodies and Supervisory, Management and Team Leadership
Compliance-related advice and effective solutions for evolving business needs;
Regulatory requirements, interactions, and trends;
Enhancements to bank policies, procedures, and compliance controls;
Testing and monitoring of the effectiveness of compliance controls; and development and implementation of training initiatives.
Frequent interaction with the Compliance Control Room and Global coordination with business, infrastructure, and affiliate partners to ensure effective development, implementation and application of compliance-related initiatives.
Implementing Market Conduct procedures and Risk Framework, AML workflows and case management, KYC/CIP/CDD, correspondent banking, transaction monitoring, and suspicious activity reporting.
Mr E. is a Board and Founding member of the ACAMS Germany Chapter, which is dedicated to training and networking in the field of financial crime, and furthermore a member of the ACFE German Chapter (a cross-industry special association for the fight against white-collar crime in Germany). He is also a Senior Lecturer at the private university, International School of Management, and is active in the fields of big data analytics, Risk management, mathematics, and rating.
Prior to his new role, he was appointed as Senior Compliance Officer, Director for Dagong Europe Credit Rating srl.
The Augsburg Engineer, born 1974, began his career in the mid-90s with his studies as a Diploma Engineer in Electrical Engineering and Computer Sciences. As a student, he was a mathematics teacher before high school classes and worked as a tutor at his university. The first stations after his studies were consulting and project management mainly of complex IT projects
After moving to Tonbeller / Fico in 2007, Mr E. supported national and international banks and financial companies to tailor and implement solutions in the areas of embargoes, sanctions, Anti-Fraud and Anti-money laundering. In 2009, he decided to complete certification as an Anti-Money Laundering Specialist (CAMS) in the US. In 2012, he decided to leave the "nomad life" as a consultant.
Mr E. is a veteran in compliance advisory, anti-money laundering, terrorist financing monitoring, and fraud prevention. He was previously Head of AML Monitoring at Commerzbank AG (Non-FI). Prior to this, he was Head of Compliance in BBVA CIB in Frankfurt. He has also held several senior compliance-related positions with MoneyGram International Limited and KPMG AG in Frankfurt, Germany.